# SAT-based Minimization of Deterministic ω-Automata

This page explains how to use ltl2tgba, dstar2tgba, or autfilt to minimize deterministic automata using a SAT solver.

1. The procedure works only on deterministic Büchi automata: any recurrence property can be converted into a deterministic Büchi automaton, and sometimes there are several ways of doing so.
2. Spot actually implements two SAT-based minimization procedures: one that builds a deterministic transition-based Büchi automaton (DTBA), and one that builds a deterministic transition-based ω-automaton with arbitrary acceptance condition (DTωA). In ltl2tgba and dstar2tgba, the latter procedure is restricted to TGBA. In autfilt it can use different and acceptance conditions for input and output, so you could for instance input a Rabin automaton, and produce a Streett automaton.
3. These two procedures can optionally constrain their output to use state-based acceptance. (They simply restrict all the outgoing transitions of a state to belong to the same acceptance sets.)
4. Spot is built using PicoSAT 965. This solver was chosen for its performance, simplicity of integration and license compatibility. However, it is still possible to use an external SAT solver (as described below).
5. ltl2tgba and dstar2tgba will always try to output an automaton. If they fail to determinize the property, they will simply output a nondeterministic automaton, if they managed to obtain a deterministic automaton but failed to minimize it (e.g., the requested number of states in the final automaton is too low), they will return that "unminimized" deterministic automaton. There are only two cases where these tool will abort without returning an automaton: when the number of clauses output by Spot (and to be fed to the SAT solver) exceeds $$2^{31}$$, or when the SAT-solver was killed by a signal. autfilt --sat-minimize will only output an automaton if the SAT-based minimization was successful.
6. Our FORTE'14 paper describes the SAT encoding for the minimization of deterministic BA and TGBA. Our LPAR'15 paper describes the generalization of the SAT encoding to deal with deterministic TωA with any acceptance condition.

## How to change the SAT solver used

By default Spot uses PicoSAT 965), this SAT-solver is built into the Spot library, so that no temporary files are used to store the problem.

The environment variable SPOT_SATSOLVER can be used to change the SAT solver used by Spot. This variable should describe a shell command to run the SAT-solver on an input file called %I so that a model satisfying the formula will be written in %O. For instance to use Glucose 3.0, instead of the builtin version of PicoSAT, define

export SPOT_SATSOLVER='glucose -verb=0 -model %I >%O'


We assume the SAT solver follows the input/output conventions of the SAT competition

## Enabling SAT-based minimization in ltl2tgba or dstar2tgba

Both tools follow the same interface, because they use the same post-processing steps internally (i.e., the spot::postprocessor class).

First, option -D should be used to declare that you are looking for more determinism. This will tweak the translation algorithm used by ltl2tgba to improve determinism, and will also instruct the post-processing routine used by both tools to prefer a deterministic automaton over a smaller equivalent nondeterministic automaton.

However -D is not a guarantee to obtain a deterministic automaton, even if one exists. For instance, -D fails to produce a deterministic automaton for GF(a <-> XXb). Instead we get a 9-state non-deterministic automaton.

ltl2tgba -D 'GF(a <-> XXb)' --stats='states=%s, det=%d'

states=4, det=1


Option -x tba-det enables an additional determinization procedure, that would otherwise not be used by -D alone. This procedure will work on any automaton that can be represented by a DTBA; if the automaton to process use multiple acceptance conditions, it will be degeneralized first.

On our example, -x tba-det successfully produces a deterministic TBA, but a non-minimal one:

ltl2tgba -D -x tba-det 'GF(a <-> XXb)' --stats='states=%s, det=%d'

states=4, det=1


Option -x sat-minimize will turn-on SAT-based minimization. It also implies -x tba-det, so there is no need to supply both options.

ltl2tgba -D -x sat-minimize 'GF(a <-> XXb)' --stats='states=%s, det=%d'

states=4, det=1


We can draw it:

ltl2tgba -D -x sat-minimize 'GF(a <-> XXb)' -d


Clearly this automaton benefits from the transition-based acceptance. If we want a traditional Büchi automaton, with state-based acceptance, we only need to add the -B option. The result will of course be slightly bigger.

ltl2tgba -BD -x sat-minimize 'GF(a <-> XXb)' -d


There are cases where ltl2tgba's tba-det algorithm fails to produce a deterministic automaton. In that case, SAT-based minimization is simply skipped. For instance:

ltl2tgba -D -x sat-minimize 'G(F(!b & (X!a M (F!a & F!b))) U !b)' --stats='states=%s, det=%d'

states=5, det=0


The question, of course, is whether there exist a deterministic automaton for this formula, in other words: is this a recurrence property? There are two ways to answer this question using Spot and some help from ltl2dstar.

The first is purely syntactic. If a formula belongs to the class of "syntactic recurrence formulas", it expresses a syntactic property. (Of course there are formulas that expresses a syntactic properties without being syntactic recurrences.) ltlfilt can be instructed to print only formulas that are syntactic recurrences:

ltlfilt --syntactic-recurrence -f 'G(F(!b & (X!a M (F!a & F!b))) U !b)'

G(F(!b & (X!a M (F!a & F!b))) U !b)


Since our input formula was output, it expresses a recurrence property.

The second way to check whether a formula is a recurrence is by converting a deterministic Rabin automaton using dstar2tgba. The output is guaranteed to be deterministic if and only if the input DRA expresses a recurrence property.

ltlfilt --remove-wm -f 'G(F(!b & (X!a M (F!a & F!b))) U !b)' -l |
ltl2dstar --ltl2nba=spin:ltl2tgba@-Ds - - |
dstar2tgba -D --stats='input(states=%S) output(states=%s, acc-sets=%a, det=%d)'

input(states=11) output(states=9, acc-sets=1, det=1)


In the above command, ltldo is used to convert the LTL formula into ltl2dstar's syntax. Then ltl2dstar creates a deterministic Rabin automaton (using ltl2tgba as an LTL to BA translator), and the resulting 11 -state DRA is converted into a 9 -state DTBA by dstar2tgba. Since that result is deterministic, we can conclude that the formula was a recurrence.

As far as SAT-based minimization goes, dstar2tgba will take the same options as ltl2tgba. For instance we can see that the smallest DTBA has 4 states:

ltlfilt --remove-wm -f 'G(F(!b & (X!a M (F!a & F!b))) U !b)' -l |
ltl2dstar --ltl2nba=spin:ltl2tgba@-Ds - - |
dstar2tgba -D -x sat-minimize --stats='input(states=%S) output(states=%s, acc-sets=%a, det=%d)'

input(states=11) output(states=4, acc-sets=1, det=1)


## More acceptance sets

The formula "G(F(!b & (X!a M (F!a & F!b))) U !b)" can in fact be minimized into an even smaller automaton if we use multiple acceptance sets.

Unfortunately because dstar2tgba does not know the formula being translated, and it always convert a DRA into a DBA (with a single acceptance set) before further processing, it does not know if using more acceptance sets could be useful to further minimize it. This number of acceptance sets can however be specified on the command-line with option -x sat-acc=M. For instance:

ltlfilt --remove-wm -f 'G(F(!b & (X!a M (F!a & F!b))) U !b)' -l |
ltl2dstar --ltl2nba=spin:ltl2tgba@-Ds - - |
dstar2tgba -D -x sat-minimize,sat-acc=2 --stats='input(states=%S) output(states=%s, acc-sets=%a, det=%d)'

input(states=11) output(states=3, acc-sets=2, det=1)


Beware that the size of the SAT problem is exponential in the number of acceptance sets (adding one acceptance set, in the input automaton or in the output automaton, will double the size of the problem).

The case of ltl2tgba is slightly different because it can remember the number of acceptance sets used by the translation algorithm, and reuse that for SAT-minimization even if the automaton had to be degeneralized in the meantime for the purpose of determinization.

## Low-level details

The following figure (from our FORTE'14 paper) gives an overview of the processing chains that can be used to turn an LTL formula into a minimal DBA/DTBA/DTGBA. The blue area at the top describes ltl2tgba -D -x sat-minimize, while the purple area at the bottom corresponds to dstar2tgba -D -x stat-minimize.

The picture is slightly inaccurate in the sense that both ltl2tgba and dstar2tgba are actually using the same post-processing chain: only the initial translation to TGBA or conversion to DBA differs, the rest is the same. However in the case of dstar2tgba, no degeneration or determinization are needed.

Also the picture does not show what happens when -B is used: any DTBA is degeneralized into a DBA, before being sent to "DTBA SAT minimization", with a special option to request state-based output.

The WDBA-minimization boxes are able to produce minimal Weak DBA from any TGBA representing an obligation property. In that case using transition-based or generalized acceptance will not allow further reduction. This minimal WDBA is always used when -D is given (otherwise, for the default --small option, the minimal WDBA is only used if it is smaller than the nondeterministic automaton it has been built from).

The "simplify" boxes are actually simulation-based reductions, and SCC-based simplifications.

The red boxes "not in TCONG" or "not a recurrence" correspond to situations where the tools will produce non-deterministic automata.

The following options can be used to fine-tune this procedure:

-x tba-det
attempt a powerset construction and check if there exists an acceptance set such that the resulting DTBA is equivalent to the input.
-x sat-minimize
enable SAT-based minimization. It is the same as -x sat-minimize=1 (which is the default value). It performs a dichotomy to find the correct automaton size.This option implies -x tba-det.
-x sat-minimize[2|3]=

enable SAT-based minimization. Let us consider each intermediate automaton as a step towards the minimal automaton and assume N as the size of the starting automaton. 2 and 3 have been implemented with the aim of not restarting the encoding from scratch at each step. To do so, both restart the encoding after N-1-(sat-incr-steps) states have been won. Now, where is the difference? They both start by encoding the research of the N-1 step and then:

• 2 uses PicoSAT assumptions. It adds sat-incr-steps assumptions (each of them removing one more state) and then checks direclty the N-1-(sat-incr-steps) step. If such automaton is found, the process is restarted. Otherwise, a binary search begins between N-1 and N-1-sat-incr-steps. If not provided, sat-incr-steps default value is 6.
• 3 checks incrementally each N-(2+i) step, i ranging from 0 to sat-incr-steps. This process is fully repeated until the minimal automaton is found. The last SAT problem solved correspond to the minimal automaton. sat-incr-steps defaults to 2.

Both implies -x tba-det.

-x sat-minimize=4
enable SAT-based minimization. It tries to reduce the size of the automaton one state at a time. This option implies -x tba-det.
-x sat-incr-steps=N
set the value of sat-incr-steps to N. It doest not make sense to use it without -x sat-minimize=2 or -x sat-minimize=3.
-x sat-acc=$m$
attempt to build a minimal DTGBA with $$m$$ acceptance sets. This options implies -x sat-minimize.
-x sat-states=$n$
attempt to build an equivalent DTGBA with $$n$$ states. This also implies -x sat-minimize but won't perform any loop to lower the number of states. Note that $$n$$ should be the number of states in a complete automaton, while ltl2tgba and dstar2tgba both remove sink states in their output by default (use option --complete to output a complete automaton). Also note that even with the --complete option, the output automaton may have appear to have less states because the other are unreachable.
-x state-based
for all outgoing transition of each state to belong to the same acceptance sets.
-x !wdba-minimize
disable WDBA minimization.

When options -B and -x sat-minimize are both used, -x state-based and -x sat-acc=1 are implied. Similarly, when option -S and -x sat-minimize are both used, then option -x state-based is implied.

## Using autfilt --sat-minimize to minimize any deterministic ω-automaton

This interface is new in Spot 1.99 and allows to minimize any deterministic ω-automaton, regardless of the acceptance condition used. By default, the procedure will try to use the same acceptance condition (or any inferior one) and produce transition-based acceptance.

For our example, let us first generate a deterministic Rabin automaton with ltl2dstar.

ltlfilt -f 'FGa | FGb' -l |
ltl2dstar --ltl2nba=spin:ltl2tgba@-Ds --output-format=hoa - - > output.hoa


Let's draw it:

autfilt output.hoa --dot


So this is a state-based Rabin automaton with two pairs. If we call autfilt with the --sat-minimize option, we can get the following transition-based version (the output may change depending on the SAT solver used):

autfilt --sat-minimize output.hoa --dot


We can also attempt to build a state-based version with

autfilt -S --sat-minimize output.hoa --dot


This is clearly smaller than the input automaton. In this example the acceptance condition did not change. The SAT-based minimization only tries to minimize the number of states, but sometime the simplifications algorithms that are run before we attempt SAT-solving will simplify the acceptance, because even removing a single acceptance set can halve the run time.

You can however force a specific acceptance to be used as output. Let's try with generalized co-Büchi for instance:

autfilt -S --sat-minimize='acc="generalized-co-Buchi 2"' output.hoa --dot


Note that instead of naming the acceptance condition, you can actually give an acceptance formula in the HOA syntax. For example we can attempt to create a co-Büchi automaton with

autfilt -S --sat-minimize='acc="Fin(0)"' output.hoa --dot


When forcing an acceptance condition, you should keep in mind that the SAT-based minimization algorithm will look for automata that have fewer states than the original automaton (after preliminary simplifications). This is not always reasonable. For instance constructing a Streett automaton from a Rabin automaton might require more states. An upper bound on the number of state can be passed using a max-states=123 argument to --sat-minimize.

If the input automaton is transition-based, but option -S is used to produce a state-based automaton, then the original automaton is temporarily converted into an automaton with state-based acceptance to obtain an upper bound on the number of states if you haven't specified max-state. This upper bound might be larger than the one you would specify by hand.

Here is an example demonstrating the case where the input automaton is smaller than the output. Let's take this small TGBA as input:

ltl2tgba 'GFa & GFb' >output2.hoa
autfilt output2.hoa --dot


If we attempt to minimize it into a transition-based Büchi automaton, with fewer states, it will fail, output no result, and return with a non-zero exit code (because no automata where output).

autfilt --sat-minimize='acc="Buchi"' output2.hoa
echo \$?

1


However if we allow more states, it will work:

autfilt --sat-minimize='acc="Buchi",max-states=3' output2.hoa --dot


By default, the SAT-based minimization tries to find a smaller automaton by performing a binary search starting from N/2 (N being the size of the starting automaton). After various benchmarks, this algorithm proves to be the best. However, in some cases, other rather similar methods might be better. The algorithm to execute and some other parameters can be set thanks to the --sat-minimize option.

The --sat-minimize option takes a comma separated list of arguments that can be any of the following:

acc=DOUBLEQUOTEDSTRING
where the DOUBLEQUOTEDSTRING is an acceptance formula in the HOA syntax, or a parametrized acceptance name (the different acc-name: options from HOA).
max-states=N
where N is an upper-bound on the maximum number of states of the constructed automaton.
states=M
where M is a fixed number of states to use in the result (all the states needs not be accessible in the result, so the output might be smaller nonetheless). If this option is used the SAT-based procedure is just used once to synthesize one automaton, and no further minimization is attempted.
sat-incr[1|2]=

1 and 2 correspond respectively to -x sat-minimize=2 and -x sat-minimize=3 options. They have been implemented with the aim of not restarting the encoding from scratch at each step - a step is a minimized intermediate automaton. To do so, both restart the encoding after N-1-(sat-incr-steps) states have been won - N being the size of the starting automaton. Now, where is the difference? They both start by encoding the research of the N-1 step and then:

• 1 uses PicoSAT assumptions. It adds steps assumptions (each of them removing one more state) and then checks direclty the N-1-(sat-incr-steps) step. If such automaton is found, the process is restarted. Otherwise, a binary search begins between N-1 and N-1-sat-incr-steps. If not provided, sat-incr-steps defaults to 6.
• 2 checks incrementally each N-(2+i) step, i ranging from 0 to sat-incr-steps. This process is fully repeated until the minimal automaton is found. The last SAT problem solved correspond to the minimal automaton. sat-incr-steps defaults to 2.

Both implies -x tba-det.

sat-incr-steps=N
set the value of sat-incr-steps to N. This is used by sat-incr option.
sat-naive
use the naive algorithm to find a smaller automaton. It starts from N and then checks N-1, N-2, etc. until the last successful check.
sat-langmap
Find the lower bound of default sat-minimize procedure. This relies on the fact that the size of the minimal automaton is at least equal to the total number of different languages recognized by the automaton's states.
colored
force all transitions (or all states if -S is used) to belong to exactly one acceptance condition.

The colored option is useful when used in conjunction with a parity acceptance condition. Indeed, the parity acceptance condition by itself does not require that the acceptance sets form a partition of the automaton (which is expected from parity automata).

Compare the following, where parity acceptance is used, but the automaton is not colored:

autfilt -S --sat-minimize='acc="parity max even 3"' output2.hoa --dot


… to the following, where the automaton is colored, i.e., each state belong to exactly one acceptance set:

autfilt -S --sat-minimize='acc="parity max even 3",colored' output2.hoa --dot


## Logging statistics

If the environment variable SPOT_SATLOG is set to the name of a file, the minimization function will append statistics about each of its iterations in this file.

rm -f stats.csv
export SPOT_SATLOG=stats.csv
ltlfilt -f 'Ga R (F!b & (c U b))' -l |
ltl2dstar --ltl2nba=spin:ltl2tgba@-Ds - - |
dstar2tgba -D -x sat-minimize,sat-acc=2 --stats='input(states=%S) output(states=%s, acc-sets=%a, det=%d)'
echo ==== stats.csv ====
cat stats.csv

input(states=11) output(states=5, acc-sets=2, det=1)
==== stats.csv ====
input.states,target.states,reachable.states,edges,transitions,variables,clauses,enc.user,enc.sys,sat.user,sat.sys,automaton
10,5,,,,13600,1543042,83,6,174,0,
10,7,7,33,56,26656,4247441,223,15,622,0,"HOA: v1 States: 7 Start: 0 AP: 3 ""a"" ""b"" ""c"" acc-name: generalized-Buchi 2 Acceptance: 2 Inf(0)&Inf(1) properties: trans-labels explicit-labels trans-acc complete deterministic --BODY-- State: 0 [!0&!1&2] 0 {1} [!0&1] 0 {0} [!0&!1&!2] 1 {0} [0&!1&!2] 1 [0&!1&2] 2 {1} [0&1&!2] 4 [0&1&2] 4 {0} State: 1 [0&!1] 1 {0} [!0&!1&!2 | 0&1] 1 [!0&1 | !0&2] 3 {0} State: 2 [!0&!1&2] 0 {1} [!0&1] 0 {0 1} [!0&!1&!2] 1 [0&!1&2] 2 [0&!1&!2] 3 {1} [0&1] 5 {0 1} State: 3 [!1&!2] 3 [1 | 2] 3 {0} State: 4 [!0&!1&2] 0 {0 1} [!0&1] 0 {0} [!0&!1&!2] 1 [0&1] 4 {0} [0&!1&2] 5 {0} [0&!1&!2] 6 State: 5 [!0&1 | !0&2] 0 {0 1} [!0&!1&!2] 1 [0&1 | 0&2] 5 {0 1} [0&!1&!2] 6 {0} State: 6 [!0&!1&!2] 1 [!0&1&!2] 1 {0 1} [!0&1&2] 1 {1} [!0&!1&2] 3 {0 1} [0] 6 {0 1} --END--"
7,6,6,26,48,10512,1376507,69,0,222,0,"HOA: v1 States: 6 Start: 0 AP: 3 ""a"" ""b"" ""c"" acc-name: generalized-Buchi 2 Acceptance: 2 Inf(0)&Inf(1) properties: trans-labels explicit-labels trans-acc complete deterministic --BODY-- State: 0 [!0&!1&2] 0 {1} [!0&1] 0 {0} [!0&!1&!2] 1 [0&!1&!2] 1 {0 1} [0&!1&2] 2 {1} [0&1] 3 {0} State: 1 [t] 1 State: 2 [!0&!1&2] 0 {1} [!0&1] 0 {0} [!1&!2] 1 [0&!1&2] 2 {1} [0&1] 4 {1} State: 3 [!0&!1&2] 0 {1} [!0&1] 0 [!0&!1&!2] 1 [0&1] 3 [0&!1&2] 4 {1} [0&!1&!2] 5 {1} State: 4 [!0&!1&2 | !0&1&!2] 0 {0 1} [!0&1&2] 0 {0} [!0&!1&!2] 1 [0&1 | 0&2] 4 {0 1} [0&!1&!2] 5 State: 5 [!0&!1&!2] 1 [!0&1 | !0&2] 1 {0 1} [0] 5 {0 1} --END--"


The generated CSV file use the following columns:

• input.states: the number of states of the reference automaton at this step
• target.states: the n passed to the SAT-based minimization algorithm (it means the input automaton had n+1 states)
• reachable.states: number of reachable states in the output of the minimization (with any luck this can be smaller than target.states)
• edges, transitions: number of edges or transitions in the output
• variables, clauses: size of the SAT problem
• enc.user, enc.sys: user and system time for encoding the SAT problem
• sat.user, sat.sys: user and system time for solving the SAT problem
• automaton: the automaton produced in HOA format.

Times are measured with the times() function, and expressed in ticks (usually: 1/100 of seconds). The encoding of the automaton in the CSV file follows RFC4180 in escaping double-quote by doubling them.

In the above example, the DRA produced by ltl2dstar had 11 states. In the first line of the stats.csv file, you can see the minimization function had a 10-state input, which means that dstar2tgba first reduced the 11-state (complete) DRA into a 10-state (complete) DBA before calling the SAT-based minimization. This first line shows the SAT-based minimization for a (complete) 5-state DTGBA and failing to find one. Then on the next line it looks for a 7-state solution, finds one. Finally, it finds a (complete) 6-state solution, now using the 7-state version as reference automaton to further simplify the problem.

The final output is reported with 5 states, because by default we output trim automata. If the --complete option had been given, the useless sink state would have been kept and the output automaton would have 6 states.

## Python interface

See the satmin.ipynb notebook.